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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-30
TX RA APPROVED 2024-11-30
  • CA RA
    APPROVED
    Since 2024-11-30
  • TX RA
    APPROVED
    Since 2024-11-30

Branch Locations

2555 E Camelback Rd Pbig - Phoenix, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 01/2022 Present
Arizona State University Tempe AZ 08/2021 01/2022
Salt River Project Tempe AZ 09/2018 01/2022
The Black Sheep Tempe AZ 01/2019 08/2020
Secondary School Tempe AZ 07/2012 08/2018
  • 01/2022 → Present
    Scottsdale, AZ
  • 08/2021 → 01/2022
    Arizona State University
    Tempe, AZ
  • 09/2018 → 01/2022
    Salt River Project
    Tempe, AZ
  • 01/2019 → 08/2020
    The Black Sheep
    Tempe, AZ
  • 07/2012 → 08/2018
    Secondary School
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-01
  • S66 Uniform Combined State Law Examination
    2024-11-01

View on SEC IAPD

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