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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
  • MI RA
    APPROVED
    Since 2025-01-01

Branch Locations

2400 Lake Lansing Rd, Ste C, Lansing, MI 48912 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weir Oil And Gas Ft Worth TX 01/2013 03/2018
Pratt And Whitney Autoaur Lansing MI 07/2018 Present
Unemployed Lansing MI 03/2018 07/2018
Lpl Financial, Llc Lansing MI 03/2022 Present
Private Advisor Group, Llc Morristown NJ 10/2022 Present
  • 01/2013 → 03/2018
    Weir Oil And Gas
    Ft Worth, TX
  • 07/2018 → Present
    Pratt And Whitney Autoaur
    Lansing, MI
  • 03/2018 → 07/2018
    Unemployed
    Lansing, MI
  • 03/2022 → Present
    Lpl Financial, Llc
    Lansing, MI
  • 10/2022 → Present
    Morristown, NJ
Other Businesses

1- 03/2022 / DBA for LPL Business (entity for LPL business) / Waggoner Financial / Investment Related / Lansiing, MI 2-11/08/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/24/2022 - 160 Hours Per Month/140 Hours During Securities Trading. 3- 11/06/2023 - Waggoner Global Advisors - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/31/2023 - 20 Hrs/Mo; 10 Hrs During Trading 4- 12/29/2023 - Waggoner Group Inc - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Financial Advisor Associate - LPL Registered Administrative Assistant - Started: 9/20/2020 - 0 Hrs/mo. 5. 03/25/2025 - Bowman Investments LLC - Real Estate Rental - Investment Related - Lansing, MI - Start Date: 04/1/2025 - 01 Hrs/Mnth 0 Hrs During Trading 6. 03/21/2025 - Bowman Investments LLC - Real Estate Rental - Investment Related - Lansing, MI - Start Date: 10/10/2022 - 01 Hrs/Mnth 0 Hrs During Trading 7. 03/25/2025 - Bowman Investments LLC - Real Estate Rental - Investment Related - Lansing, MI - Start Date: 10/24/2022 - 01 Hrs/Mnth 0 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-08
  • S66 Uniform Combined State Law Examination
    2022-08-08

View on SEC IAPD

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