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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-30
  • TX RA
    APPROVED
    Since 2025-04-30

Branch Locations

8181 Communications Pkwy Ste A, Floor 04, Plano, TX 75024-0242 • United States

150 East Main, Fredericksburg, TX 78624 • United States

815 Evans Rd, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Fredericksburg TX 09/2021 Present
Jpmorgan Chase Bank, N.A. Fredericksburg TX 09/2021 Present
Citibank San Antonio TX 06/2018 08/2021
Miracle Ear San Antonio TX 10/2016 05/2018
Unemployed San Antonio TX 06/2016 09/2016
  • 09/2021 → Present
    Fredericksburg, TX
  • 09/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Fredericksburg, TX
  • 06/2018 → 08/2021
    Citibank
    San Antonio, TX
  • 10/2016 → 05/2018
    Miracle Ear
    San Antonio, TX
  • 06/2016 → 09/2016
    Unemployed
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-30
S63 Uniform Securities Agent State Law Examination 2022-09-02
  • S66 Uniform Combined State Law Examination
    2025-04-30
  • S63 Uniform Securities Agent State Law Examination
    2022-09-02
Other Names
  • Diva K Herrera
  • Diva Herrera
  • Diva Kathleen Herrera

View on SEC IAPD

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