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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-14
  • TX RA
    APPROVED
    Since 2022-09-14

Branch Locations

4601 Buffalo Gap Rd Suite A-1, Abilene, TX 79606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carroll Isd Southlake TX 08/2016 05/2020
Wylie Isd Abilene TX 08/2020 05/2022
Raymond James Financial Services, Inc. Abilene TX 06/2022 Present
Raymond James Financial Services Advisors, Inc. Abilene TX 09/2022 Present
  • 08/2016 → 05/2020
    Carroll Isd
    Southlake, TX
  • 08/2020 → 05/2022
    Wylie Isd
    Abilene, TX
  • 06/2022 → Present
    Raymond James Financial Services, Inc.
    Abilene, TX
  • 09/2022 → Present
    Abilene, TX
Other Businesses

(1)Name of Business: Big Country Asset Management Address: 4601 Buffalo Gap Rd Ste A1, Abilene, TX, 79606-3361, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06

View on SEC IAPD

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