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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-23
TX RA APPROVED_RES 2013-02-26
DE RA APPROVED 2009-10-23
  • AR RA
    APPROVED
    Since 2025-09-23
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • DE RA
    APPROVED
    Since 2009-10-23

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 10/2009 Present
Bank Of America, N.A. Wilmington DE 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
  • S66 Uniform Combined State Law Examination
    2006-09-14

View on SEC IAPD

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