Brittany Nicole Cook

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-13
VA	RA	APPROVED	2022-07-11

TX RA
APPROVED

Since 2022-10-13
VA RA
APPROVED

Since 2022-07-11

Branch Locations

232 N Royal Ave, Front Royal, VA 22630 • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Raleigh	NC	10/2011	Present

10/2011 → Present

Wells Fargo Clearing Services, Llc

Raleigh, NC

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; FRONT ROYAL. VA; 100% OWNERSHIP; 12/2024; 5 HOURS A MONTH; NO HOURS DURING TRADING HOURS; NO DUTIES | 1525 MALLARD PLACE, LLC; INVESTMENT RELATED; FRONT ROYAL, VA; 100% OWNER; 12/23/2024; 5 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; BUSINESS TO MANAGE RENTAL PROPERTY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-11

S66 Uniform Combined State Law Examination

2022-07-11

Other Names

Brittany N Cook

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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