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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-19
TX RA APPROVED 2024-04-19
  • CA RA
    APPROVED
    Since 2024-04-19
  • TX RA
    APPROVED
    Since 2024-04-19

Branch Locations

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

101 California Street, San Francisco, CA 94111 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-19
  • CA RA
    APPROVED
    Since 2024-04-19

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

101 California Street Suite 1800, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc San Francisco CA 01/2022 09/2023
Matrix Resources San Francisco CA 10/2020 11/2021
Reno Aces (Sk Baseball) And 1868 Fc Reno NV 12/2018 04/2020
Safeway Walnut Creek CA 12/2017 08/2018
University Of Nevada, Reno Reno NV 08/2018 12/2018
Unemployed Concord CA 04/2020 10/2020
Macy's Walnut Creek CA 11/2016 01/2017
Diablo Valley College Pleasant Hill CA 01/2017 12/2017
Student, De La Salle High School & Diablo Valley College Concord CA 07/2015 11/2016
First Republic Investment Management San Francisco CA 11/2021 09/2023
J.P. Morgan Securities Llc San Francisco CA 09/2023 04/2024
Citizens Securities, Inc. San Francisco CA 04/2024 Present
Citizens Private Wealth San Francisco CA 04/2024 Present
Citizens Bank San Francisco CA 04/2024 Present
  • 01/2022 → 09/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 10/2020 → 11/2021
    Matrix Resources
    San Francisco, CA
  • 12/2018 → 04/2020
    Reno Aces (Sk Baseball) And 1868 Fc
    Reno, NV
  • 12/2017 → 08/2018
    Safeway
    Walnut Creek, CA
  • 08/2018 → 12/2018
    University Of Nevada, Reno
    Reno, NV
  • 04/2020 → 10/2020
    Unemployed
    Concord, CA
  • 11/2016 → 01/2017
    Macy's
    Walnut Creek, CA
  • 01/2017 → 12/2017
    Diablo Valley College
    Pleasant Hill, CA
  • 07/2015 → 11/2016
    Student, De La Salle High School & Diablo Valley College
    Concord, CA
  • 11/2021 → 09/2023
    First Republic Investment Management
    San Francisco, CA
  • 09/2023 → 04/2024
    San Francisco, CA
  • 04/2024 → Present
    San Francisco, CA
  • 04/2024 → Present
    San Francisco, CA
  • 04/2024 → Present
    Citizens Bank
    San Francisco, CA
Previous Registrations
  • 2022-05-03 → 2024-04-22
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2024-03-08 → 2024-04-20
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-30
  • S66 Uniform Combined State Law Examination
    2022-04-30
Other Names
  • Clem Farias

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