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Shane P Buller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-30
WA RA APPROVED 2023-06-05
  • TX RA
    APPROVED
    Since 2023-08-30
  • WA RA
    APPROVED
    Since 2023-06-05

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Seattle WA 01/2022 06/2022
All Catering Seattle WA 08/2018 03/2020
Alpha Delta Pi Sorority Seattle WA 03/2015 06/2017
Extended Travel Seattle WA 07/2017 07/2018
Unemployment Seattle WA 06/2022 11/2022
Unemployment Seattle WA 03/2020 03/2021
All Catering Seattle WA 12/2020 12/2021
Merrill Lynch Seattle WA 11/2022 Present
Bank Of America N.A. Seatac WA 04/2023 Present
  • 01/2022 → 06/2022
    Rbc Wealth Management
    Seattle, WA
  • 08/2018 → 03/2020
    All Catering
    Seattle, WA
  • 03/2015 → 06/2017
    Alpha Delta Pi Sorority
    Seattle, WA
  • 07/2017 → 07/2018
    Extended Travel
    Seattle, WA
  • 06/2022 → 11/2022
    Unemployment
    Seattle, WA
  • 03/2020 → 03/2021
    Unemployment
    Seattle, WA
  • 12/2020 → 12/2021
    All Catering
    Seattle, WA
  • 11/2022 → Present
    Merrill Lynch
    Seattle, WA
  • 04/2023 → Present
    Bank Of America N.A.
    Seatac, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-01
  • S66 Uniform Combined State Law Examination
    2023-06-01
Other Names
  • Shane Patrick Buller

View on SEC IAPD

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JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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