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Steven Roll

Hbw Advisory Services LLC

Simi Valley, CA

Boise, ID

CRD 7494300

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Employer firm

Hbw Advisory Services LLC CRD 143665

$1.75B regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Hbw Advisory Services Llc

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-01-19
  • ID RA
    APPROVED
    Since 2022-01-19

Branch Locations

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

5520 N Eagle Rd Suite 101, Boise, ID 83713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Novartis Pharmaceutical East Hanover NJ 03/2001 10/2021
Hbw Advisory Services Llc Simi Valley CO 01/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-07
  • S65 Uniform Investment Adviser Law Examination
    2022-01-07
Other Names
  • Steve M Roll

View on SEC IAPD

Nearby Firms

TORTUGA ADVISERS LLC
BRIDGE THE GAP RETIREMENT PLANNERS
THE INDEPENDENT FINANCIAL GROUP

Nearby Investors

JORGE ALBERTO MEZA
NEAL GARDNER DAVIS
ROBERT PHILIP SULLIVAN

Nearby Offices

TORTUGA ADVISERS LLC · SIMI VALLEY, CA
BRIDGE THE GAP RETIREMENT PLANNERS · SIMI VALLEY, CA
THE INDEPENDENT FINANCIAL GROUP · SIMI VALLEY, CA

More in Simi Valley, CA

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