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Andrew M Kelley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florence, AL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-01-17
TX RA APPROVED 2023-01-17
  • AL RA
    APPROVED
    Since 2023-01-17
  • TX RA
    APPROVED
    Since 2023-01-17

Branch Locations

301 N Seminary St, Florence, AL 35630 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florence AL 01/2022 Present
University Of North Alabama Sports Analytics Center Florence AL 08/2021 05/2022
Mattress Firm Florence AL 02/2019 07/2021
University Of North Alabama Florence AL 08/2018 05/2022
Unemployed Florence AL 01/2012 08/2018
Traders And Farmers Bank Double Springs AL 08/2017 05/2018
  • 01/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Florence, AL
  • 08/2021 → 05/2022
    University Of North Alabama Sports Analytics Center
    Florence, AL
  • 02/2019 → 07/2021
    Mattress Firm
    Florence, AL
  • 08/2018 → 05/2022
    University Of North Alabama
    Florence, AL
  • 01/2012 → 08/2018
    Unemployed
    Florence, AL
  • 08/2017 → 05/2018
    Traders And Farmers Bank
    Double Springs, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2023-01-06

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · FLORENCE, AL
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