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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-05
  • FL RA
    APPROVED
    Since 2024-06-05

Branch Locations

6335 Us Hwy 19, New Port Richey, FL 34652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 02/2022 Present
Regions Bank Trinity FL 11/2009 Present
Cetera Investment Advisers Llc New Port Richey FL 05/2024 Present
  • 02/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2009 → Present
    Regions Bank
    Trinity, FL
  • 05/2024 → Present
    New Port Richey, FL
Other Businesses

1) ALUMPROS LLC, AUTHORIZED SIGNER ON BANK ACCOUNT, CONTRUCTION BUSINESS 100% OWNED BY SPOUSE WILLIAM KITCHENS, 2/HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30
Other Names
  • Crystal J Craig
  • Crystal Jean Craig
  • Crystal Craig
  • Crystal Jean Kitchens

View on SEC IAPD

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