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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED | 2010-07-21 |
| FL | RA | APPROVED | 2009-03-19 |
Branch Locations
5701 Main St, New Port Richey, FL 34652 • United States
Wailuku, HI • United States
Indian Harbour Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Orlando | FL | 02/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | New Port Richey | FL | 03/2020 | Present |
Business Ownership; Category LLC; Owner; 135 Aviation Certificate; 641 Luahoana Place, , Wailuku, HI, 96793; Not Investment-Related; 02/27/2026; 10 to 19 hours per month; 1 to 9 during trading hours / S-Turns LLC; Aviation related activities.; This is a state of Florida limited liability company.; 641 Luahoana Place, , Wailuku, HI, 96793; Not Investment-Related; 09/13/2021; 10 to 19 hours per month; 0 during trading hours / Gulf2Bay Enterprises Inc.; Managing director; Administrative Support.; 5701 Main Street, , New Port Richey, FL, 34652; Not Investment-Related; 06/05/2019; 1 to 9 hours per month; 60 during trading hours. Outside Employment; Gulf2Bay Enterprises Inc.; CEO - Managing Director; ; 151 107th Ave., suite 1Treasure Island, FL 33706, ,; Not Investment-Related; 06/05/2019; 60 hours per month; 10 to 19 during trading hours / Certainty of the Uncertainty, LLC; Employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-06-15 |
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