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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-17 |
Branch Locations
6150 W Gila Springs Pl, Suite 26 , Chandler, AZ 85226 • United States
Goodyear, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Phoenix Police Department | Phoenix | AZ | 06/2004 | Present |
| Kestra Investment Services, Llc | Chandler | AZ | 01/2022 | 08/2022 |
| Kestra Advisory Services, Llc | Chandler | AZ | 03/2022 | 08/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2022 | Present |
1) KCL FINANCIAL LLC, 13602 W Phoenix Road, Avondale AZ 85392, 04/01/2022, Owner, 1099, NIR, 0 HR/MO - 0 HR/MO TRADING 2) INTEGRITY FINANCIAL GROUP, 430 W. Warner Road, #123, Tempe AZ 85284, 08/2022, Agent, Administrative, INV REL, 160 HR/MO - 160 HR/MO TRADING 3) INTEGRITY FINANCIAL GROUP, 6150 W Gila Springs Place STE 26 Chandler AZ 85226 United States, 08/20/2022, Agent, Administrative, INV REL, 160 HR/MO - 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-25 |
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