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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2017-07-18
CO RA APPROVED 2012-11-16
  • WY RA
    APPROVED
    Since 2017-07-18
  • CO RA
    APPROVED
    Since 2012-11-16

Branch Locations

1623 Central Ave. Suite 4857, Cheyenne, WY 82001 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1808 N. Boise Ave Unit 100, Loveland, CO 80538 • United States

1801 59Th Ave. Suite 202, Greeley, CO 80634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Palm Beach Gardens FL 11/2012 Present
Previous Registrations
  • 2009-05-28 → 2012-11-16
    Legend Advisory, Llc
    Loveland, CO
    Windsor, CO
    Palm Beach Gardens, FL
  • 2007-11-07 → 2009-06-02
    Windsor, CO
    Longmont, CO
    Lakewood, CO
Other Businesses

BRENT POWELL FINANCIAL, LLC POSITION: Owner NATURE: DBA START DATE: 08/01/2012, INVESTMENT RELAYED: Is Not Investment Related HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: This is the OBA I use with my LLC and am listed in the state of Colorado as a business. FPG MARKEING POSITION: REGISTERED REPRESENTATIVE NATURE: LIFE INSURANCE FOR CLIENTS INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 02/24/2014 ADDRESS: 26501 RANCHO PARKWAY S. #102, LAKE FOREST CA 92630-8359 DESCRIPTION: I JUST ASK MY CLIENTS IF THEY NEED LIFE INSURANCE ADVISORS RESOURCE LLC POSITION: financial advisors NATURE: Life insurance and fixed income business INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/21/2017 ADDRESS: 7900 Excelsior Blvd. Suite 80, Hopkins MN 55343 DESCRIPTION: Just for fixed index or life insurance VACATION HOME/RENTAL POSITION: Part owner NATURE: Vacation property rental in Costa Rica that I am a third owner of with family members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2021 ADDRESS: 745 Pioneer Place, Windsor CO 80550, United States DESCRIPTION: We outsource all work to a property management service in Costa Rica. They take care of the bookings, check ins/outs and repairs. We just keep in touch as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
  • S66 Uniform Combined State Law Examination
    2007-09-28

View on SEC IAPD

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