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David Kness Heffernan

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-03-28
TX RA APPROVED 2022-03-28
  • PA RA
    APPROVED
    Since 2022-03-28
  • TX RA
    APPROVED
    Since 2022-03-28

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 01/2022 Present
Pacifico Auto Group - Mazda Philadelphia PA 07/2019 01/2022
Uncle Joe's Sports Bar Ithaca NY 10/2018 06/2019
Disney Orlando FL 08/2017 01/2018
Ithaca College Ithaca NY 08/2013 08/2018
Manhattan Youth New York NY 09/2010 07/2018
Rogan's Corner Ithaca NY 01/2018 05/2018
Rogan's Corner Ithaca NY 08/2016 05/2017
  • 01/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2019 → 01/2022
    Pacifico Auto Group - Mazda
    Philadelphia, PA
  • 10/2018 → 06/2019
    Uncle Joe's Sports Bar
    Ithaca, NY
  • 08/2017 → 01/2018
    Disney
    Orlando, FL
  • 08/2013 → 08/2018
    Ithaca College
    Ithaca, NY
  • 09/2010 → 07/2018
    Manhattan Youth
    New York, NY
  • 01/2018 → 05/2018
    Rogan's Corner
    Ithaca, NY
  • 08/2016 → 05/2017
    Rogan's Corner
    Ithaca, NY
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25
Other Names
  • Dave Heffernan
  • David Heffernan

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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