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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riegel Financial | Kettering | OH | 01/2022 | Present |
| Unemployed | Cincinnati | OH | 07/2021 | 12/2021 |
| Elder High School | Cincinnati | OH | 06/1998 | 06/2021 |
| Raymond James Financial Services, Inc. | Dayton | OH | 01/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Dayton | OH | 04/2023 | Present |
| Riegel Financial, Cpa | Dayton | OH | 01/2022 | Present |
(1)Name of Business: Address: 540 Linden Ave., Newport, KY, 41071, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 06/01/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance musician, performing with regional orchestras and churches (2)Name of Business: Riegel Financial Address: 313 E Stroop Rd, Dayton, OH, 45429-2827, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor/Retirement Planning (3)Name of Business: Riegel Financial, CPA Address: 313 E Stroop Rd, Dayton, OH, 45429-2827, United States Activity Type: Accounting/CPA Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Clerical Duties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-03 |
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