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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-04-16
  • OH RA
    APPROVED
    Since 2023-04-16

Branch Locations

313 E Stroop Rd, Dayton, OH 45429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riegel Financial Kettering OH 01/2022 Present
Unemployed Cincinnati OH 07/2021 12/2021
Elder High School Cincinnati OH 06/1998 06/2021
Raymond James Financial Services, Inc. Dayton OH 01/2022 Present
Raymond James Financial Services Advisors, Inc Dayton OH 04/2023 Present
Riegel Financial, Cpa Dayton OH 01/2022 Present
  • 01/2022 → Present
    Riegel Financial
    Kettering, OH
  • 07/2021 → 12/2021
    Unemployed
    Cincinnati, OH
  • 06/1998 → 06/2021
    Elder High School
    Cincinnati, OH
  • 01/2022 → Present
    Raymond James Financial Services, Inc.
    Dayton, OH
  • 04/2023 → Present
    Dayton, OH
  • 01/2022 → Present
    Riegel Financial, Cpa
    Dayton, OH
Other Businesses

(1)Name of Business: Address: 540 Linden Ave., Newport, KY, 41071, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 06/01/1998 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Freelance musician, performing with regional orchestras and churches (2)Name of Business: Riegel Financial Address: 313 E Stroop Rd, Dayton, OH, 45429-2827, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor/Retirement Planning (3)Name of Business: Riegel Financial, CPA Address: 313 E Stroop Rd, Dayton, OH, 45429-2827, United States Activity Type: Accounting/CPA Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Clerical Duties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • John Anderson
  • Jack Anderson

View on SEC IAPD

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