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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-17 |
| TX | RA | APPROVED | 2025-06-10 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2022 | Present |
| Viking Cruises | Tempe | AZ | 11/2021 | 01/2022 |
| Unemployed | Peoria | AZ | 11/2019 | 09/2021 |
| Paid Family Leave | Pfl | CA | 07/2019 | 10/2019 |
| Select Staffing | 22831 Lake Forest Drive | CA | 02/2019 | 07/2019 |
| Prophet North America | Valencia | CA | 11/2015 | 11/2017 |
| Unemployed | Surprise | AZ | 02/2018 | 11/2018 |
| Vrg Solutions | Los Angeles | CA | 03/2018 | 05/2021 |
| The Vanguard Marketing Corporation | Scottsdale | AZ | 01/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-21 |
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