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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-11
WA RA APPROVED 2025-02-10
  • TX RA
    APPROVED_RES
    Since 2025-02-11
  • WA RA
    APPROVED
    Since 2025-02-10

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Kirkland WA 01/2022 02/2025
Redfin Everett WA 02/2019 05/2022
Kelly Services Inc Michigan WA 01/2018 02/2019
Conduent Florham Park NJ 06/2016 01/2018
Albertsons Redmond WA 04/2020 04/2020
Rbc Capital Markets, Llc Seattle WA 02/2025 Present
  • 01/2022 → 02/2025
    Raymond James & Associates
    Kirkland, WA
  • 02/2019 → 05/2022
    Redfin
    Everett, WA
  • 01/2018 → 02/2019
    Kelly Services Inc
    Michigan, WA
  • 06/2016 → 01/2018
    Conduent
    Florham Park, NJ
  • 04/2020 → 04/2020
    Albertsons
    Redmond, WA
  • 02/2025 → Present
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-21
  • S66 Uniform Combined State Law Examination
    2023-01-21
Other Names
  • Jack R Fisher

View on SEC IAPD

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