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Tricia Maria Freeman

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Brainerd, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-07-25
  • MN RA
    APPROVED
    Since 2022-07-25

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

424 W Washington St, Brainerd, MN 56401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Brainerd MN 10/2008 Present
Wells Fargo Clearing Services, Llc Brainerd MN 01/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-25
S63 Uniform Securities Agent State Law Examination 2022-06-27
  • S65 Uniform Investment Adviser Law Examination
    2022-07-25
  • S63 Uniform Securities Agent State Law Examination
    2022-06-27
Other Names
  • Tricia Marie Freeman
  • Tricia Marie Jones
  • Tricia Freeman

View on SEC IAPD

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