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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-11-16 |
| AZ | RA | APPROVED | 2019-12-17 |
| TX | RA | APPROVED | 2019-12-17 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2006 | Present |
| Self Employed | Tempe | AZ | 08/2016 | 12/2020 |
| Vangaurd Marketing Corporation | Scottsdale | AZ | 05/2006 | Present |
| Vangaurd Advisers, Inc. | Scottsdale | AZ | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-07 |
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