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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-09
OR RA APPROVED 2025-01-09
WA RA APPROVED 2022-01-10
  • CA RA
    APPROVED
    Since 2025-01-09
  • OR RA
    APPROVED
    Since 2025-01-09
  • WA RA
    APPROVED
    Since 2022-01-10

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Directional Financial Services

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-03-20
  • WA RA
    APPROVED
    Since 2024-03-20

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Reserve Fort Lewis WA 05/2016 05/2020
Olympic College Veteran Center Bremerton WA 12/2017 06/2021
Goldbloom Wealth Management Bellevue WA 06/2021 09/2021
Empirical Wealth Management Seattle WA 09/2021 Present
Directional Financial Services Seattle WA 09/2021 Present
  • 05/2016 → 05/2020
    United States Army Reserve
    Fort Lewis, WA
  • 12/2017 → 06/2021
    Olympic College Veteran Center
    Bremerton, WA
  • 06/2021 → 09/2021
    Goldbloom Wealth Management
    Bellevue, WA
  • 09/2021 → Present
    Seattle, WA
  • 09/2021 → Present
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-07
  • S65 Uniform Investment Adviser Law Examination
    2022-01-07
Designations

View on SEC IAPD

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