Sarah Ziqi Lau

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-06
NY	RA	APPROVED	2026-03-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	01/2022	12/2023
Jpmorgan Chase Bank, N.A.	New York	NY	01/2022	12/2023
Citibank	New York	NY	09/2020	12/2021
Bank Of America	New York	NY	10/2018	09/2020
Lts Ny	Long Island	NY	01/2017	05/2018
Unemployed	New York	NY	06/2016	12/2016
Unemployed	Long Island	NY	06/2018	09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bayside	NY	12/2024	Present
Xcel Academy Inc	Allentown	PA	12/2023	12/2024
Bank Of America, N.A.	Bayside	NY	02/2026	Present

01/2022 → 12/2023

J.P. Morgan Securities Llc

New York, NY
01/2022 → 12/2023

Jpmorgan Chase Bank, N.A.

New York, NY
09/2020 → 12/2021

Citibank

New York, NY
10/2018 → 09/2020

Bank Of America

New York, NY
01/2017 → 05/2018

Lts Ny

Long Island, NY
06/2016 → 12/2016

Unemployed

New York, NY
06/2018 → 09/2018

Unemployed

Long Island, NY
12/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bayside, NY
12/2023 → 12/2024

Xcel Academy Inc

Allentown, PA
02/2026 → Present

Bank Of America, N.A.

Bayside, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-17
S63	Uniform Securities Agent State Law Examination	2022-03-09

Other Firms