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Swbc Investment Company CRD 140994
$256M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Victory Capital Transfer Agency | San Antonio | TX | 01/2022 | 08/2026 |
| Victory Capital Services, Inc. | San Antonio | TX | 04/2022 | 08/2026 |
| Domnio's Pizza | San Antonio | TX | 04/2020 | 03/2023 |
| Uber | San Antonio | TX | 01/2022 | 12/2023 |
| Student | San Antonio | TX | 08/2012 | 05/2017 |
| Unemployed | San Antonio | TX | 06/2017 | 04/2020 |
| Swbc Investment Services, Llc | San Antonio | TX | 08/2026 | Present |
| Swbc Investment Company | San Antonio | TX | 08/2026 | Present |
Investment Advisor Representative of affiliated RIA - SWBC Investment Company Licensed Texas Insurance Agent of affiliated Insurance Agency - SWBC Investment Services, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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