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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
1060 Ne Green Oaks Blvd, Arlington, TX 76006 • United States
5910 Mineral Point Rd., Madison, WI 53705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2022 | 08/2024 |
| Unemployed | Arlington | TX | 05/2021 | 01/2022 |
| Sprouts Farmers Market | Arlington | TX | 01/2015 | 05/2021 |
| Unemployed | Arlington | TX | 08/2024 | 09/2024 |
| Lpl Financial Llc | Arlington | TX | 09/2024 | Present |
| Texas Trust Credit Union | Arlington | TX | 09/2024 | Present |
1- 09/2024 / Texas Trust Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-02 |
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