Thomas Antonio Howard

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-13
NM	RA	APPROVED	2024-06-28

TX RA
APPROVED

Since 2026-01-13
NM RA
APPROVED

Since 2024-06-28

Branch Locations

5210 E Williams Cir Ste 130, Tucson, AZ 85711 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nitro Live Icecreamery	Gilbert	AZ	08/2016	05/2018
Fedex	Phoenix	AZ	05/2018	08/2020
Culinary Dropout	Tucson	AZ	08/2020	01/2022
Ameriprise Financial Services, Llc	Tucson	AZ	01/2022	Present

08/2016 → 05/2018

Nitro Live Icecreamery

Gilbert, AZ
05/2018 → 08/2020

Fedex

Phoenix, AZ
08/2020 → 01/2022

Culinary Dropout

Tucson, AZ
01/2022 → Present

Ameriprise Financial Services, Llc

Tucson, AZ

Other Businesses

Outside Employment; Heick, Hester, Smith & Associates LLC; Financial Advisor; Manage advisory business; 408 Blankenbaker Pkwy Ste 100, , Louisville, KY, 40243; Investment-Related; 07/25/2018; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-23

S66 Uniform Combined State Law Examination

2024-03-23

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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