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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-10
  • CA RA
    APPROVED
    Since 2025-04-10

Branch Locations

9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Beverly Hills CA 01/2025 Present
Greenwald Weiss Attorneys At Law Brooklyn NY 07/2023 06/2024
Unemployed New York NY 06/2024 01/2025
Full-Time Education New York NY 08/2019 07/2023
Full-Time Education Los Angeles CA 08/2014 08/2019
  • 01/2025 → Present
    Raymond James & Associates
    Beverly Hills, CA
  • 07/2023 → 06/2024
    Greenwald Weiss Attorneys At Law
    Brooklyn, NY
  • 06/2024 → 01/2025
    Unemployed
    New York, NY
  • 08/2019 → 07/2023
    Full-Time Education
    New York, NY
  • 08/2014 → 08/2019
    Full-Time Education
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-09
  • S66 Uniform Combined State Law Examination
    2025-04-09
Other Names
  • Ayelet Esther Topp

View on SEC IAPD

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