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Spencer Charles Spillman

J.P. Morgan Securities LLC

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-24
OH RA APPROVED 2026-06-17
  • TX RA
    APPROVED
    Since 2026-06-24
  • OH RA
    APPROVED
    Since 2026-06-17

Branch Locations

370 S. Cleveland Ave. Floor 02, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Norfolk Southern Railroad Mansfield OH 08/2014 11/2021
Lpl Financial, Llc Mansfield OH 02/2022 07/2025
Triple Crown Wealth Management Lexington KY 07/2025 01/2026
J.P. Morgan Securities Llc Westerville OH 06/2026 Present
Jpmorgan Chase Bank, N.A. Westerville OH 06/2026 Present
Doordash Bellville OH 11/2023 04/2026
Mcireland Inc Mansfield OH 06/2023 11/2023
In The Gutter Bellville OH 06/2022 11/2022
Unemployed Bellville OH 12/2021 05/2022
Unemployed Bellville OH 05/2026 05/2026
  • 08/2014 → 11/2021
    Norfolk Southern Railroad
    Mansfield, OH
  • 02/2022 → 07/2025
    Lpl Financial, Llc
    Mansfield, OH
  • 07/2025 → 01/2026
    Triple Crown Wealth Management
    Lexington, KY
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Westerville, OH
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 11/2023 → 04/2026
    Doordash
    Bellville, OH
  • 06/2023 → 11/2023
    Mcireland Inc
    Mansfield, OH
  • 06/2022 → 11/2022
    In The Gutter
    Bellville, OH
  • 12/2021 → 05/2022
    Unemployed
    Bellville, OH
  • 05/2026 → 05/2026
    Unemployed
    Bellville, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-23
S66 Uniform Combined State Law Examination 2022-10-07
  • S65 Uniform Investment Adviser Law Examination
    2025-06-23
  • S66 Uniform Combined State Law Examination
    2022-10-07
Other Names
  • Spencer C Spillman
  • Spencer Spillman

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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