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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-04-29 |
| NY | RA | APPROVED | 2022-04-29 |
Branch Locations
Northfield, IL • United States
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | Chicago | IL | 01/2022 | Present |
| Fiducient Advisors | Chicago | IL | 10/2014 | 12/2021 |
Bonnie Winslow LLC, non investment related, Reps home address, Rental Property, Owner/Operator, STart date 6/20/2024, 4 hours a month during non-trading hours, duties include owner of llc, collecting rent, minor property management responsibilities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-31 |
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