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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-05
TX RA APPROVED_RES 2022-08-04
  • FL RA
    APPROVED
    Since 2022-08-05
  • TX RA
    APPROVED_RES
    Since 2022-08-04

Branch Locations

601 E Atlantic Ave, Delray Beach, FL 33483 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Delray Beach FL 04/2007 Present
Bank Of America, N.A. Delray Beach FL 04/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-02
  • S66 Uniform Combined State Law Examination
    2022-08-02
Other Names
  • Marcia Zecca

View on SEC IAPD

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