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Nicholas James Duggan

Town Lake Capital Management

Lakeway, TX

CRD 7489542

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Employer firm

Town Lake Capital Management CRD 173919

$59.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Town Lake Capital Management

3503 Wild Cherry Drive Building 1, Lakeway, TX 78738 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-05-09
TX RA APPROVED 2022-05-09
  • LA RA
    APPROVED
    Since 2022-05-09
  • TX RA
    APPROVED
    Since 2022-05-09

Branch Locations

3503 Wild Cherry Drive Building 1, Lakeway, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Na Na TX 01/2012 02/2021
Rice University Houston TX 02/2021 01/2022
Self Employed San Antonio TX 05/2020 12/2021
Town Lake Capital Management Lakeway TX 01/2022 Present
Town Lake Capital Management Lakeway TX 08/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-07
  • S65 Uniform Investment Adviser Law Examination
    2022-05-07
Designations
  • Chartered Financial Analyst
Other Names
  • Nick J Duggan

View on SEC IAPD

Nearby Firms

FLAGSHIP HARBOR ADVISORS, LLC
EDWARD JONES
EMERGING OAKS CAPITAL LLC

Nearby Investors

MICHAEL RAY SANCHEZ
Scott Stephen Tracy
Colin J Tracy

Nearby Offices

FLAGSHIP HARBOR ADVISORS, LLC · LAKEWAY, TX
EDWARD JONES · LAKEWAY, TX
EMERGING OAKS CAPITAL LLC · LAKEWAY, TX

More in Lakeway, TX

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