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Nicholas James Duggan

Town Lake Capital Management

Lakeway, TX

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Current Employers
Town Lake Capital Management

3503 Wild Cherry Drive Building 1, Lakeway, TX 78738 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-05-09
TX RA APPROVED 2022-05-09
  • LA RA
    APPROVED
    Since 2022-05-09
  • TX RA
    APPROVED
    Since 2022-05-09

Branch Locations

3503 Wild Cherry Drive Building 1, Lakeway, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Na Na TX 01/2012 02/2021
Rice University Houston TX 02/2021 01/2022
Self Employed San Antonio TX 05/2020 12/2021
Town Lake Capital Management Lakeway TX 01/2022 Present
Town Lake Capital Management Lakeway TX 08/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-07
  • S65 Uniform Investment Adviser Law Examination
    2022-05-07
Designations
Other Names
  • Nick J Duggan

View on SEC IAPD

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