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Claire Noelle Frederick

Stonex Advisors Inc.

Birmingham, AL

Birmingham, AL

CRD 7489308

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Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-08-16
  • AL RA
    APPROVED
    Since 2024-08-16

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

1 Perimeter Park South Suite 400 South, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Birmingham AL 01/2022 Present
North Hall High School Gainesville GA 08/2016 05/2020
University Of Alabama At Birmingham Birmingham AL 07/2020 04/2024
  • 01/2022 → Present
    Stonex Securities Inc
    Birmingham, AL
  • 08/2016 → 05/2020
    North Hall High School
    Gainesville, GA
  • 07/2020 → 04/2024
    University Of Alabama At Birmingham
    Birmingham, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-15
  • S66 Uniform Combined State Law Examination
    2024-08-15

View on SEC IAPD

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