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Dan Daley

Ladenburg Thalmann Asset Management Inc

Naples, FL

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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-21
NY RA APPROVED 2023-11-15
  • FL RA
    APPROVED
    Since 2023-11-21
  • NY RA
    APPROVED
    Since 2023-11-15

Branch Locations

999 Vanderbilt Beach Rd., Ste 200, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weatherby Healthcare Fort Lauderdale FL 06/2019 08/2019
Club Staffing Boca Raton FL 01/2020 12/2021
Fidelity Investments Naples FL 01/2022 Present
Florida Atlantic University Boca Raton FL 09/2016 06/2019
Florida Atlantic University Boca Raton FL 09/2019 01/2020
  • 06/2019 → 08/2019
    Weatherby Healthcare
    Fort Lauderdale, FL
  • 01/2020 → 12/2021
    Club Staffing
    Boca Raton, FL
  • 01/2022 → Present
    Fidelity Investments
    Naples, FL
  • 09/2016 → 06/2019
    Florida Atlantic University
    Boca Raton, FL
  • 09/2019 → 01/2020
    Florida Atlantic University
    Boca Raton, FL
Previous Registrations
  • 2023-06-20 → 2023-11-15
    Fidelity Personal And Workplace Advisors
    Naples, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
S63 Uniform Securities Agent State Law Examination 2022-12-02
  • S66 Uniform Combined State Law Examination
    2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2022-12-02
Other Names
  • Dan Paul Daley
  • Daniel Daley

View on SEC IAPD

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SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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