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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-10
WA RA APPROVED 2015-07-01
  • TX RA
    APPROVED_RES
    Since 2024-09-10
  • WA RA
    APPROVED
    Since 2015-07-01

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

1419 Marvin Rd Ne, Lacey, WA 98516 • United States

1165 Harrison Ave, Centralia, WA 98531 • United States

1010 Sleater Kinney Rd Se, Lacey, WA 98503 • United States

606 Columbia St Nw 1St Fl, Olympia, WA 98502 • United States

15004 Pacific Ave S, Tacoma, WA 98444 • United States

1500 Black Lake Blvd Sw, Olympia, WA 98502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Chehalis WA 06/2015 11/2016
Wells Fargo Clearing Services, Llc Chehalis WA 11/2016 Present
Previous Registrations
Other Businesses

BLACK HILLS HEREFORDS, NOT INVESTMENT RELATED, OLYMPIA, WA., OPERATOR, START: 1/1/1990, 60 HOURS/MONTH, 0 DURING TRADING, FAMILY OWNED PURE BRED CATTLE OPERATION THAT EXIBITS ANIMALS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-25
S63 Uniform Securities Agent State Law Examination 2007-03-07
  • S66 Uniform Combined State Law Examination
    2007-05-25
  • S63 Uniform Securities Agent State Law Examination
    2007-03-07

View on SEC IAPD

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