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801 Second Ave Suite 1400, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-02-21 |
Branch Locations
801 Second Ave Suite 1400, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Puget Sound | Tacoma | WA | 08/2017 | 12/2021 |
| Gunther's Ice Cream | Sacramento | CA | 05/2017 | 08/2018 |
| The Baseball Club Of Tacoma | Tacoma | WA | 04/2020 | 05/2020 |
| Park Terrace Swim And Tennis Club | Sacramento | CA | 06/2018 | 08/2018 |
| N/A | Sacramento | CA | 01/2010 | 04/2017 |
| Sharebuilder 401K | Seattle | WA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-21 |
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