Dane Carpenter Spencer

Employer firm

Foundations Investment Advisors LLC CRD 175083

$10.1B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 05/2021
  Student
  Lubbock, TX
• 05/2021 → 01/2022
  Financial Synergies Wealth Advisors
  Houston, TX
• 01/2022 → 10/2023
  Financial Synergies Wealth Advisors
  Houston, TX
• 10/2023 → 03/2025
  Beacon Financial Advisors, Ltd.
  Houston, TX
• 03/2025 → 06/2026
  Oxford Wealth Group, Llc
  Orlando, FL
• 07/2026 → Present
  Foundations Investment Advisors, Llc
  Fort Myers, FL
• 06/2026 → Present
  Noble Origin Advisory Co
  Fort Myers, FL

Previous Registrations

• 2025-05-22 → 2026-06-29
  Oxford Wealth Group, Llc
  Orlando, FL
• 2024-02-21 → 2025-04-02
  Beacon Financial Advisors Ltd
  Houston, TX
• 2022-01-05 → 2023-10-25
  Financial Synergies
  Houston, TX

Other Businesses

NOBLE ORIGIN ADVISORY CO; INVESTMENT RELATED; 15701 S TAMIAMI TRAIL SUITE 200 FORT MYERS, FL 33908; INSURANCE/ANNUITY SALES; INSURANCE AGENT; START DATE: 07/2026; 20 HRS/MONTH DEVOTED TO OTHER BUSINESS;20 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES INCLUDE PROVIDING INSURANCE AND ANNUITY SOLUTIONS, REVIEWING PLANS WITH CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-11-23

Designations

• Certified Financial Planner

Other Names

• Dane Spencer