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Paul Jing Wei Hsu

Charles Schwab & Co., Inc.

Brea, CA

Seal Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2013-06-24
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2013-06-24

Branch Locations

3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States

2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Brea CA 02/2013 Present
Charles Schwab & Co., Inc. Brea CA 02/2013 Present
Sparkle Photo Buena Park CA 11/2009 09/2017
  • 02/2013 → Present
    Charles Schwab Bank, Ssb
    Brea, CA
  • 02/2013 → Present
    Charles Schwab & Co., Inc.
    Brea, CA
  • 11/2009 → 09/2017
    Sparkle Photo
    Buena Park, CA
Other Businesses

REAL ESTATE; 01/01/2018; BUENA PARK, CALIFORNIA; LANDLORD; NOT INVESTMENT REALTED; LESS THAN 20 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-30
S63 Uniform Securities Agent State Law Examination 2006-07-03
  • S66 Uniform Combined State Law Examination
    2013-05-30
  • S63 Uniform Securities Agent State Law Examination
    2006-07-03
Other Names
  • Jing Wei Paul Hsu
  • Paul Jing-Wei Hsu

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
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