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4571 County Road 35, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfister Miller Inc | Auburn | IN | 10/2020 | Present |
| Heartland Castings, Inc. | Waterloo | IN | 05/2015 | 09/2021 |
| Pfister Tree Service, Llc | Auburn | IN | 07/2011 | 12/2019 |
| Pathway Financial Advisers, Llc | Auburn | IN | 11/2021 | Present |
Pfister and Miller, Inc. - non investment-related - 4571 County Road 35, Auburn Indiana 46706. Accounting and tax professional practice. Title - 50% partner, Start Date - 10/1/2020 - Hours per month - 200 mostly during trading hours. My duties include bookkeeping, accounting and tax return preparation. Pfister Investments, LLC - non investment-related - 5188 Count Road 39 Auburn, Indiana 46706. Commercial rental building - Title - 100% owner/member, State Date - 5/1/2015 - Hours per month - 5 during trading hours - 5 outside of trading hours. Duties include bookkeeping, and managing tenants. Invexus Property Management and Invexus Capital - manage real estate assets and investments - Title: 25% owner/member, State Date - 09/31/2024 - Hours per month - 5 during trading hours - 5 outside of trading hours. Duties include monthly board meetings, financial statement reviews, and strategic planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-21 |
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