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Shelbee T Finnegan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Barrington, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
RI RA APPROVED 2022-06-02
  • TX RA
    APPROVED
    Since 2022-06-14
  • RI RA
    APPROVED
    Since 2022-06-02

Branch Locations

257 County Rd, Barrington, RI 02806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 02/2019 Present
Pawtucket Country Club Pawtucket RI 03/2018 Present
Hungry Goat's Kitchen Pawtucket RI 05/2017 12/2018
Zorba's Pizza & Pub North Providence RI 11/2018 02/2019
Dunkin Donuts Pawtucket RI 06/2014 06/2017
Bank Of America, N.A. East Providence RI 03/2022 Present
  • 02/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Providence, RI
  • 03/2018 → Present
    Pawtucket Country Club
    Pawtucket, RI
  • 05/2017 → 12/2018
    Hungry Goat's Kitchen
    Pawtucket, RI
  • 11/2018 → 02/2019
    Zorba's Pizza & Pub
    North Providence, RI
  • 06/2014 → 06/2017
    Dunkin Donuts
    Pawtucket, RI
  • 03/2022 → Present
    Bank Of America, N.A.
    East Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29

View on SEC IAPD

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Other Investors

WILLIAM JOHN HORN
timothy andrew vieth
KURT HIRUM JAMIEL
JOHN DOMENIC ALESSANDRO
Daniel Raymond Rose
JOHN PAUL TEIXEIRA
STEPHEN MICHAEL CLAIR
John Edward Leary

Other Offices

LPL FINANCIAL LLC · BARRINGTON, RI
GLOBAL RETIREMENT PARTNERS LLC · Barrington, RI
INCOME ASSOCIATES · BARRINGTON, RI
LPL FINANCIAL LLC · BARRINGTON, RI
J.P. MORGAN SECURITIES LLC · Barrington, RI
HALL CAPITAL MANAGEMENT COMPANY, INC. · BARRINGTON, RI
EFFICIENT CAPITAL STRATEGIES, LLC · BARRINGTON, RI
EDWARD JONES · BARRINGTON, RI

More in Barrington, RI

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