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Jeffrey Luke Marcum

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chico, CA

Richland, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-12-01
TX RA APPROVED 2022-06-14
CA RA APPROVED 2022-05-18
  • WA RA
    APPROVED
    Since 2025-12-01
  • TX RA
    APPROVED
    Since 2022-06-14
  • CA RA
    APPROVED
    Since 2022-05-18

Branch Locations

400 Broadway St Preferred Investment Sales, Chico, CA 95928 • United States

Richland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Scottsdale AZ 05/2019 12/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 12/2021 Present
Enterprise Scottsdale AZ 08/2018 04/2019
Extended Travel Richland WA 06/2018 09/2018
Western Washington University Bellingham WA 07/2015 06/2018
  • 05/2019 → 12/2021
    Bank Of America
    Scottsdale, AZ
  • 12/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Scottsdale, AZ
  • 08/2018 → 04/2019
    Enterprise
    Scottsdale, AZ
  • 06/2018 → 09/2018
    Extended Travel
    Richland, WA
  • 07/2015 → 06/2018
    Western Washington University
    Bellingham, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2022-05-16
Other Names
  • Jeffrey Marcum

View on SEC IAPD

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Other Offices

WALLER FINANCIAL COACHING · CHICO, CA
CETERA INVESTMENT ADVISERS LLC · CHICO, CA
FARMERS ASSET MANAGEMENT, LLC · Chico, CA
INTEGRATED ADVISORS NETWORK LLC · Chico, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
MURRAY FINANCIAL SERVICES, INC · CHICO, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chico, CA
EDWARD JONES · CHICO, CA

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