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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-06-06
  • AL RA
    APPROVED
    Since 2024-06-06

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Birmingham AL 12/2021 04/2025
Topgolf Birmingham AL 10/2018 12/2021
Tj Max Birmingham AL 08/2018 09/2018
Lowe's Guntersville AL 02/2018 05/2018
The Brick Guntersville AL 12/2017 02/2018
Publix Guntersville AL 05/2017 11/2017
Belk Guntersville AL 08/2016 12/2016
Snead State Community College Boaz AL 08/2016 05/2018
University Of Alabama At Birmingham Birmingham AL 08/2018 12/2021
Stonex Financial Inc. Birmingham AL 04/2025 Present
Stonex Group Inc. Birmingham AL 12/2021 Present
Stonex Advisors Inc Birmingham AL 06/2024 Present
  • 12/2021 → 04/2025
    Stonex Securities Inc.
    Birmingham, AL
  • 10/2018 → 12/2021
    Topgolf
    Birmingham, AL
  • 08/2018 → 09/2018
    Tj Max
    Birmingham, AL
  • 02/2018 → 05/2018
    Lowe's
    Guntersville, AL
  • 12/2017 → 02/2018
    The Brick
    Guntersville, AL
  • 05/2017 → 11/2017
    Publix
    Guntersville, AL
  • 08/2016 → 12/2016
    Belk
    Guntersville, AL
  • 08/2016 → 05/2018
    Snead State Community College
    Boaz, AL
  • 08/2018 → 12/2021
    University Of Alabama At Birmingham
    Birmingham, AL
  • 04/2025 → Present
    Stonex Financial Inc.
    Birmingham, AL
  • 12/2021 → Present
    Stonex Group Inc.
    Birmingham, AL
  • 06/2024 → Present
    Birmingham, AL
Other Businesses

Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-05
  • S66 Uniform Combined State Law Examination
    2024-06-05

View on SEC IAPD

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