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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-01 |
| FL | RA | APPROVED | 2023-04-28 |
Branch Locations
Cwm Retail, Sales 3677 East Foothill Blvd., Pasadena, CA 91107 • United States
Cwm Retail, Sales 161 West California Blvd., Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank | Glendale | CA | 09/2014 | Present |
PARCERO ENTERTAINMENT, NOT INVESTMENT RELATED, 331 W DORAN ST UNIT 124, GLENDALE, CA 91203, DJ SERVICES, DEEJAY, OWNER, 12/12/2012, 2 HOURS PER MONTH, ZERO, I OFFER DJ SERVICES FOR WEDDINGS./// Instacart ; Not Investment-related; Nature: Personal Shopper; Los Angeles, CA; Started: September 26, 2018; Title: Driver; Duties: Grocery Shopping Delivery; No time is devoted each month during securities trading hours; 41+ hours are devoted each month outside of securities trading hours./// ROVER.COM; Not Investment-related; Nature: Dog boarding or dog walking service ; Glendale, CA; Started: November 1, 2024; Title: Dog Sitter; Duties: Caring for dogs for people that need assistance while on vacation; No time is devoted each month during securities trading hours; 41+ hours are devoted each month outside of securities trading hours.///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-13 |
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