Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
SD RA APPROVED 2009-05-20
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • SD RA
    APPROVED
    Since 2009-05-20

Branch Locations

610 West 23Rd Street Suite 2, Yankton, SD 57078 • United States

Yankton, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Yankton SD 02/2009 Present
Raymond James Financial Services Advisors, Inc. Yankton SD 05/2009 Present
Legacy Financial Group Inc. Yankton SD 09/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: Legacy Financial Group, Inc. Address: 610 W 23rd St Ste 2, Yankton, SD, 57078-1209, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/10/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Supervision

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-21
  • S66 Uniform Combined State Law Examination
    2006-07-21
Other Names
  • Randy A. Johnson
  • Randall A. Johnson
  • Randall A. Johnson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Yankton, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor