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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-04-22 |
| SD | RA | APPROVED | 1999-04-05 |
| NE | RA | APPROVED | 1999-02-04 |
Branch Locations
317 Broadway Ave Ste 2, Yankton, SD 57078 • United States
Rapid City, SD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yankton | SD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Yankton | SD | 03/2020 | Present |
Business Ownership; High Five 385; Structure and initiate brand infrastructure and make business operation decisions; Retail sales; 23862 Placer Place CtRapid City SD 57702, ,; Not Investment-Related; 06/26/2019; 20 to 39 hours per month; 0 during trading hours. Outside Employment; LFP Consulting; Employee - Employee; Financial Advisory Team; 125 Buckskin Ave, Suite 200, , Bismark, ND, 58503; Not Investment-Related; 02/18/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-09 |
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