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Pengxin Fang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Covina, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-15
CA RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-09-15
  • CA RA
    APPROVED
    Since 2022-08-01

Branch Locations

2901 E Eastland Ctr Dr, West Covina, CA 91791 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Covina CA 06/2022 Present
Bank Of America, N.A. West Covina CA 08/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
  • S66 Uniform Combined State Law Examination
    2022-07-29
Other Names
  • Kent Fang

View on SEC IAPD

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