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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-16 |
| NH | RA | APPROVED | 2022-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashua | NH | 08/2011 | Present |
| Bank Of America, N.A. | Nashua | NH | 02/2022 | Present |
I*1489249For profit or not for profit: Name of outside business organization: Hollis primary schoolInvestment related: NAddress of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , parent classroom volunteer for daughters school - make copies, collect gift money (a few hundred) to purchase gift for the teacher, communications with parents I*2512301, Entity Type: , Name of OBA: K K, Address: Largo, Florida, 33774, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 06/03/2025, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-01 |
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