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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-04 |
| NH | RA | APPROVED | 2025-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 12/2010 | 12/2017 |
| Wells Fargo Advisors Financial Network, Llc | Nashua | NH | 06/2018 | 10/2018 |
| Unemployed | Candia | NH | 12/2017 | 06/2018 |
| The Cerato Group Llc | Nashua | NH | 10/2018 | Present |
| Cantella & Co., Inc. | Boston | MA | 11/2018 | 08/2020 |
| World Investment Advisors, Llc | Santa Barbara | CA | 09/2025 | Present |
1. This and That Treasures Inc.; Non-Investment Related; 32 Healey Road Candia, NH 03034; Retail; President; 12/3/2024; 20 hours per month; 0 hours during trading hours; Sourcing items through thrift and resale channels, listing them for sale online, handling customer inquiries, and managing shipping.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-15 |
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