David Jeffrey Samick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Waltham, MA
• 02/2005 → 12/2021
  Bay Financial Advisors, Inc.
  Waltham, MA

Previous Registrations

• 2005-02-16 → 2021-12-31
  Bay Financial Advisors, Inc.
  Waltham, MA
• 2000-10-16 → 2003-12-15
  Veravest Investment Advisors, Inc.
  Dedham, MA

Other Businesses

1. 2/26/2013 - BAY FINANCIAL ASSOCIATES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/5/2018 - David Samick, CPA - Investment Related - 10804 Thomas Lake Manor, Boynton Beach, FL 33473 - Tax Prep/Accounting/CPA - Started 01/01/2018 - 10 Hours Per Month/2 Hours During Securities Trading - Tax services.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-25
• S65 Uniform Investment Adviser Law Examination
  1999-01-25