Gerald James Whyte

Current Employers

Employment History

• 03/2020 → Present
  Whyte & Associates, Inc.
  Rancho Cucamonga, CA
• 12/2021 → 10/2023
  Crown Capital Securities, Lp
  Rancho Cucamonga, CA
• 09/2022 → Present
  Pinnacle Wealth Management Inc.
  Rancho Cucamonga, CA
• 09/2018 → 05/2022
  University Of Utah
  Salt Lake City, UT
• 08/2014 → 05/2018
  Culver Military Academy
  Culver, IN
• 06/2018 → 08/2018
  Unemployed
  Rancho Cucamonga, CA
• 11/2023 → 09/2025
  Avantax Investment Services Inc.
  Rancho Cucamonga, CA
• 11/2023 → 09/2025
  Avantax Advisory Services
  Rancho Cucamonga, CA
• 07/2025 → Present
  Accident/Health Insurance
  Rancho Cucamonga, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rancho Cucamonga, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Guardian Wealth Management Inc
  Rancho Cucamonga, CA

Previous Registrations

• 2024-07-03 → 2025-09-05
  Avantax Advisory Services
  Rancho Cucamonga, CA
  Dallas, TX

Other Businesses

1) WHYTE AND ASSOCIATES INC POSITION: tax preparer / sales manager NATURE: Tax and accounting family practice.This is the entity where the family tax business is operated. We provide accounting, bookkeeping, payroll, tax preparation, tax planning, and tax filing services. I am currently preparing individual tax returns and am in charge of sales for new accounting clients. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 03/15/2020 ADDRESS: 10370 Commerce Center Dr, Suite 130, Rancho Cucamonga CA 91730, United States DESCRIPTION: Individual tax preparation.Scanning and packaging tax returns.Sales manager for accounting sales.Helping with tech (basic hardware and software)Marketing for office? 2) PINNACLE WEALTH MANAGEMENT INC POSITION: sales/service/back office NATURE: Thisis the S-Corporation that holds the family investment related business. We provide investment planning, retirement planning, personal financial planning, and tax focused advisory services. I do sales marketing, general client maintenance and back office duties that help assist the running of the day-to-day business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 09/15/2022 ADDRESS: 10370 Commerce Center Dr, Suite 130, Rancho Cucamonga CA 91730, United States DESCRIPTION: Client maintenance (updating internal records)Client meetings (scheduling, coordinating)Marketing and salesAccepting, transferring client callsDocument signing assistanceIn-Home Document assistance (elderly/disabled) 3) ACCIDENT/HEALTH INSURANCE POSITION: Insurance Agent NATURE: Selling approved health insurance products to the small group, senior, and individual market outside of Avantax. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/31/2025 ADDRESS: 10370 Commerce Center Dr, Suite 130, Rancho Cucamonga CA 91730, United States DESCRIPTION: Communicate with clients and leads. Inform clients of gaps in coverage. Investigate Insurance needs and provide the client with the best available options. 4) NAME OF OTHER BUSINESS: GUARDIAN WEALTH MANAGEMENT INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2024-07-03

Other Names

• Jerry Whyte
• Gerald Whyte
• Gerald J Whyte