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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23

Branch Locations

10681 Foothill Blvd Ste 480, Rancho Cucamonga, CA 91730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Rancho Cucamonga CA 03/2025 Present
Jml United Inc San Juan Capistrano CA 02/2007 Present
Oceane Media Llc San Juan Capistrano CA 04/2023 09/2024
Cornerstone Artesia Development Llc Upland CA 04/2015 08/2019
Castleton Education Group Inc City Of Industry CA 09/2018 08/2019
Pasadena Glenarm Development Llc San Juan Capistrano CA 05/2015 12/2023
  • 03/2025 → Present
    Rancho Cucamonga, CA
  • 02/2007 → Present
    Jml United Inc
    San Juan Capistrano, CA
  • 04/2023 → 09/2024
    Oceane Media Llc
    San Juan Capistrano, CA
  • 04/2015 → 08/2019
    Cornerstone Artesia Development Llc
    Upland, CA
  • 09/2018 → 08/2019
    Castleton Education Group Inc
    City Of Industry, CA
  • 05/2015 → 12/2023
    Pasadena Glenarm Development Llc
    San Juan Capistrano, CA
Other Businesses

Real Estate Ownership; Multi-Family; 467 Besalu, , Mission Viejo, CA, 92692; Not Investment-Related; 11/12/2024 / Commercial; 480 N Terry Ave, , Orlando, FL, 32801; Not Investment-Related; 08/14/2024 / Commercial; 18610 Gridley Rd, , Artesia, CA, 90701; Not Investment-Related; 01/11/2016. Business Ownership; JML United; Owner; Real Estate; 33611 Paseo Eternidad, , San Juan Capist, CA, 92675; Not Investment-Related; 02/16/2007; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Pathway Christian Board; Board Member; 6160 Warran Pkwy, Suite 100, Frisco, TX, 75034; Not Investment-Related; 09/20/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; DEBENTURE; I loaned money to Beyond Liquidity, LLC to fund a Condo Development Project in Hawaii.; 78-6957 Kamehameha III Rd, , Kailua-Kona, HI, 96740; Not Investment-Related; 08/06/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-18
  • S66 Uniform Combined State Law Examination
    2025-06-18
Other Names
  • Betsy Lee

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