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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-23 |
Branch Locations
10681 Foothill Blvd Ste 480, Rancho Cucamonga, CA 91730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Rancho Cucamonga | CA | 03/2025 | Present |
| Jml United Inc | San Juan Capistrano | CA | 02/2007 | Present |
| Oceane Media Llc | San Juan Capistrano | CA | 04/2023 | 09/2024 |
| Cornerstone Artesia Development Llc | Upland | CA | 04/2015 | 08/2019 |
| Castleton Education Group Inc | City Of Industry | CA | 09/2018 | 08/2019 |
| Pasadena Glenarm Development Llc | San Juan Capistrano | CA | 05/2015 | 12/2023 |
Real Estate Ownership; Multi-Family; 467 Besalu, , Mission Viejo, CA, 92692; Not Investment-Related; 11/12/2024 / Commercial; 480 N Terry Ave, , Orlando, FL, 32801; Not Investment-Related; 08/14/2024 / Commercial; 18610 Gridley Rd, , Artesia, CA, 90701; Not Investment-Related; 01/11/2016. Business Ownership; JML United; Owner; Real Estate; 33611 Paseo Eternidad, , San Juan Capist, CA, 92675; Not Investment-Related; 02/16/2007; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Pathway Christian Board; Board Member; 6160 Warran Pkwy, Suite 100, Frisco, TX, 75034; Not Investment-Related; 09/20/2020; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; DEBENTURE; I loaned money to Beyond Liquidity, LLC to fund a Condo Development Project in Hawaii.; 78-6957 Kamehameha III Rd, , Kailua-Kona, HI, 96740; Not Investment-Related; 08/06/2025; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-18 |
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