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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-16 |
| AZ | RA | APPROVED | 2024-11-14 |
| NV | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
8608 Utica Ave Suite 220Dd, Rancho Cucamonga, CA 91730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 11/2013 | 06/2019 |
| Prudential Insurance Company Of America | Ontario | CA | 07/2019 | 02/2023 |
| Pruo Securities, Llc | Ontario | CA | 07/2019 | 02/2023 |
| Prudential Insurance Company Of America | Las Vegas | NV | 02/2023 | Present |
| Pruco Securities, Llc | Las Vegas | NV | 02/2023 | 11/2024 |
| Lpl Enterprise, Llc | Las Vegas | NV | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-03 |
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